DREW O'CONNOR

DREW O'CONNOR

Compliance Officer | Financial Advisor

Drew O’Connor attended State University of New York College at Cortland, graduating with a BA in Economics and Marketing. It wasn’t long until Drew O’Connor became a Senior Stockbroker working on the floor of the NYSE for 25 years. Drew has always believed that expanding his knowledge and expertise is an important aspect of being professional. As business became automated, he attained as many FINRA licenses as he could. Drew has received his Series 7, 63, 55, 24 and 66. Staying relevant in the market, he broadened his skills and experience at Merrill Edge as an Investment Specialist in Jacksonville, Florida. 

Returning home to NY, he worked in customer service at Scottrade, assisting customers in making trades and diversifying their brokerage accounts. In March 2018, he gained the position of Compliance Officer and Financial Advisor at Gateway Investments, LLC. Drew now monitors and supervises all business processes and controls throughout the company.  With his knowledge in national and international laws and regulations, he has articulated information to Gateway’s staff and management. As an advisor, Drew also develops customized retirement investments and shows how diversification is the key to downside protection.